第九章单元测试
  1. A mutual fund’s fees are usually a percentage of an investor’s total investment. ( )

  2. A:错 B:对
    答案:对
  3. A mutual fund can either invest in bonds, or stock, but not both.( )

  4. A:错 B:对
  5. A mutual fund manager must manage her fund in accordance with its stated investment objectives and policies. ( )

  6. A:对 B:错
  7. Which of the following is not a regulation that mutual funds have to abide by? ( )

  8. A:Mutual funds need to diversify their portfolios. B:Mutual funds have to satisfy subscription and redemption requests in a timely manner. C:Mutual funds need to disclose the fair value of their portfolios on a regular basis, usually daily or weekly. D:Mutual funds are prohibited from selling shares to the general public.
  9. Which of the following is right about open-end and closed-end mutual funds? ( )

  10. A:Open-end mutual funds can become much bigger in terms of the size of assets under management than it was initially launched. B:Closed-end mutual funds do not allow withdrawals from investors and therefore create difficulties for managers. C:Neither open-end nor closed-end mutual funds can change their portfolio components. D:Closed-end mutual fund investors can get rid of their investment by selling the fund shares to other investors.

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