第五章测试
1.An important financial institution that assists in the initial sale of securities in the primary market is the ( ).
A:joint-equity bank
B:commercial bank
C:central bank
D:investment bank

答案:D
2.The New York Stock Exchange is the most important example of a ( ) financial market.
A:primary
B:first
C:secondary
D:second
3.Capital markets are more frequently used for ( ) assets, which are those with maturities of greater than one year.
A:short-term
B:long-term
C:medium-term
D:medium-and long-term
4.When a company issues public stock newly to investors through underwriting by investment bankers, this sale is called ( ).
A:a listing
B:a follow-on offering
C:an initial public offering
D:a private placement
5.The financial instruments used in capital markets include ( ), but the instruments used in the money markets include deposits, T-bills and bills of exchange.
A:bonds
B:repos
C:stocks
D:commercial papers
6.Private placement has advantages over other equity financing methods, including ( ).
A:reduced cost
B:the ability to remain a private company.
C:less burdensome regulatory requirements
D:reduced time
7.Public offering is also called direct issuing as securities are not issued through intermediaries. ( )
A:错 B:对 8.An organized securities exchange is a location with a trading floor where all of the trading takes place under the rules formulated by the exchange. ( )
A:对 B:错 9.An IPO is a big step for a company. It provides the company with access to raising a lot of money. This gives the company a greater ability to grow and expand. ( )
A:错 B:对 10.An is the issuance of additional shares of stock after the issuing company has already had a follow-on offering. ( )
A:对 B:错

温馨提示支付 ¥4.99 元后可查看付费内容,请先翻页预览!
点赞(197) dxwkbang
返回
顶部