第五章 Capital Market：Introduction to capital market and some important terms5.1Introduction to Capital Market:Definition, characteristics and types of capital market[单选题]When a company issues public stock newly to investors through underwriting by investment bankers, this sale is called ( ).选项:[an initial public offering
5.2Underwriting and IPO:Introduction to underwriting and IPO
5.3Offering, Listing and OTC:Introduction to public offering, private placement, listing and OTC
, a listing
, a follow-on offering
, a private placement
]
[单选题]Capital markets are more frequently used for ( ) assets, which are those with maturities of greater than one year.选项:[medium-and long-term
, short-term
, long-term
, medium-term
]
[多选题]Private placement has advantages over other equity financing methods, including ( ).选项:[the ability to remain a private company.
, reduced cost
, reduced time
, less burdensome regulatory requirements
]
[多选题]The financial instruments used in capital markets include ( ), but the instruments used in the money markets include deposits, T-bills and bills of exchange.选项:[commercial papers
, stocks
, repos
, bonds
]
[单选题]An organized securities exchange is a location with a trading floor where all of the trading takes place under the rules formulated by the exchange. （ ）选项:[对, 错]
[单选题]Public offering is also called direct issuing as securities are not issued through intermediaries. （ ）选项:[错, 对]
[单选题]An is the issuance of additional shares of stock after the issuing company has already had a follow-on offering. （ ）选项:[错, 对]
[单选题]An IPO is a big step for a company. It provides the company with access to raising a lot of money. This gives the company a greater ability to grow and expand. （ ）选项:[错, 对]
[单选题]An important financial institution that assists in the initial sale of securities in the primary market is the ( ).选项:[commercial bank
, investment bank
, central bank
, joint-equity bank
]
[单选题]The New York Stock Exchange is the most important example of a ( ) financial market.选项:[secondary
, first
, second
, primary
]
[单选题]An important financial institution that assists in the initial sale of securities in the primary market is the ( ).选项:[central bank
, commercial bank
, investment bank
, joint-equity bank
]
[单选题]The New York Stock Exchange is the most important example of a ( ) financial market.选项:[secondary
, first
, second
, primary
]
[单选题]Capital markets are more frequently used for ( ) assets, which are those with maturities of greater than one year.选项:[medium-term
, medium-and long-term
, short-term
, long-term
]
[单选题]When a company issues public stock newly to investors through underwriting by investment bankers, this sale is called ( ).选项:[a follow-on offering
, a listing
, a private placement
, an initial public offering
]
[多选题]The financial instruments used in capital markets include ( ), but the instruments used in the money markets include deposits, T-bills and bills of exchange.选项:[commercial papers
, repos
, bonds
, stocks
]
[多选题]Private placement has advantages over other equity financing methods, including ( ).选项:[reduced time
, reduced cost
, the ability to remain a private company.
, less burdensome regulatory requirements
]
[单选题]Public offering is also called direct issuing as securities are not issued through intermediaries. （ ）选项:[错, 对]
[单选题]An organized securities exchange is a location with a trading floor where all of the trading takes place under the rules formulated by the exchange. （ ）选项:[错, 对]
[单选题]An IPO is a big step for a company. It provides the company with access to raising a lot of money. This gives the company a greater ability to grow and expand. （ ）选项:[对, 错]
[单选题]An is the issuance of additional shares of stock after the issuing company has already had a follow-on offering. （ ）选项:[对, 错]
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